Compliance Assistant

Compliance Assistant

Aligning UK firms' marketing to financial rules.

Released on November 13, 2023

chatgpt plus
financial compliance
uk firms
marketing alignment
fca rules
cap code

Overview

Compliance Assistant is a GPT specifically designed to assist UK firms with aligning their marketing content to comply both with the Financial Conduct Authority's (FCA) financial promotion rules and with the CAP Code.

This GPT operates within the application framework of ChatGPT Plus. The primary goal of Compliance Assistant is to offer users effective compliance advice interactively.

Users can ask for evaluations of specific marketing claims or text to understand whether they are allowed under FCA regulations. They can even request a review of a webpage for its adherence to compliance or ask for guidance on necessary changes for marketing advertisement materials to meet FCA standards.

This GPT is more than just a tool for quickly checking if marketing material is compliantit is an insightful assistant that guides the user in understanding, implementing, and maintaining standards set by the FCA and the CAP Code.

It proves to be a valuable asset for any company needing to ensure their materials meet all necessary guidelines. While ChatGPT Plus is required to use Compliance Assistant, users are provided with a range of prompt starters to help them better navigate how to use the tool upon sign up.

These prompt starters are clear and user-friendly, designed to help users leverage Compliance Assistant's functionalities effectively. In summary, Compliance Assistant is a beneficial GPT that functions within ChatGPT Plus and provides substantial assistance helping UK firms align with relevant financial and marketing regulations.

Compliance Assistant

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